Friday, 5 October 2012

Court of Appeal strike out ‘Whistleblowing’ Case




Clyde & Co. LLP & Anor v. Krista Bates van Winkelhof [2012] EWCA Civ 1207.

In February 2010 Krista Bates van Winkelhof – an English qualified solicitor - became equity partner of Clyde after the firm merged with City firm Shabdbolt. Bates van Winkelhof had been working for Shadbolt on secondment in Tanzania with local firm Ako Law. In November 2011, allegations of money laundering were raised by Bates van Winkelhof against an Ako Law managing partner. Two months later, on 13 January 2011, she was dismissed. 

Bates van Winkelhof accordingly brought a whistleblowing complaint against Clyde & Co. pursuant to section 47B of the Employment Rights Act 1996 (ERA 1996), on the grounds that she made a protected disclosure against the senior partner of Ako Law; as well as an unlawful sexual discrimination claim in support of allegations that her dismissal was related to her pregnancy.

In July 2011, the Employment Tribunal held it did not have jurisdiction to hear the case because Bates van Winkelhof was not a ‘worker’ within the meaning of section 230(3) ERA 1996 – i.e. a contracted employee.  A ruling by the Employment Appeals Tribunal overturning this decision, culminated with the case being brought before the Court of Appeal. Giving the main judgment of the Court, Lord Justice Elias held that a partner in an LLP was not a worker for the purposes of the ERA 1996, and therefore the Court had no jurisdiction to hear the whistleblowing claim.

In giving judgment, Lord Justice Elias stated there were two inter-related reasons why a partner cannot have an employee/worker status:

"The first is legal: since the partnership is not a separate legal entity, the parties are in a relationship with each other and accordingly each partner has to be employed, inter alia, by himself. He would be both workman and employer which is a legal impossibility.

"’The second reason is more sociological. The very concept of employment presupposes as a matter of sociological fact a hierarchical relationship whereby the worker is to some extent at least subordinate to the employer."

He concluded that a member of an LLP - who would have been a partner under the Partnership Act 1890 if the company had not been registered as an LLP - can be neither an employee nor contracted worker within the meaning of Section 230 of the ERA 1996. The claimant therefore cannot pursue her whistleblowing claim.

Ms. Bates van Winkelhof is however able to continue her claim of sexual discrimination. The Court of Appeal accepted the lower tribunal’s ruling that she has sufficient connection to the UK for the employment tribunal to have territorial jurisdiction.

Read the judgment here.